Financial regulation

Expert support where financial regulation meets commercial objectives

In a fast-changing regulatory environment, proactive legal support helps you stay ahead, minimise risk and make informed decisions that move your business forward.

Our team advises on whether activities fall within the UK financial regulatory perimeter, assists with routine reporting and helps you stay ahead of regulatory change through horizon scanning and training. 

We draft and review contracts, policies and client documents, and provide practical advice on FSMA, MiFID, IFPR, NSIA, Consumer Duty, crypto regulations, money laundering and more. Our clients include investment firms, funds, payment and emoney institutions, brokers, lenders, crypto businesses and intermediaries, both UK-based and international. 

When regulatory scrutiny intensifies, we’re ready. We offer 24/7 support for dawn raids and represent clients in investigations and enforcement actions brought by bodies including the FCA, HMRC, SFO and CPS. We also advise on remediation and civil recovery proceedings. 

Our finance litigation specialists handle disputes involving asset finance, banking, consumer credit, fraud and professional negligence. We help you avoid risk, recover losses and protect your reputation. 

With deep sector experience and a commercial mindset, we don’t treat regulation as a barrier, but as a foundation for sustainable growth. 

Contact our Financial Regulation team

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