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When P will not engage

Nottingham University Hospitals NHS Trust v RL and Others [2023] EWCOP 22

When P will not engage: Nottingham University Hospitals NHS Trust v RL and Others [2023] EWCOP 22

The recent case of Nottingham University Hospitals NHS Trust and Nottinghamshire Healthcare NHS Foundation Trust v RL, VL and XY NHS Trust [2023] EWCOP 22 provides some useful guidance on how the Court of Protection might approach decisions as to capacity and best interests in circumstances where P will not engage in assessments or consultations.

In this case, RL, a 30-year-old man serving life in prison for murder, was selectively mute. He refused food and became severely malnourished, resulting in admission to hospital where he refused nasogastric feeding and antipsychotic medication.  An urgent application was brought in the Court of Protection for a declaration that it was in his best interests to receive nasogastric feeding, alongside treatment for his mental health condition and a thyroid condition. The medical evidence available at the hearing indicated treatment was required urgently to avoid a life-threatening situation, the risk of which increased the longer RL was not fed.

Considering first whether RL had capacity to make his own decisions about his medical treatment, the court had evidence from RL’s treating psychiatrist, Dr D, who concluded RL was unable to use and weigh up the relevant information or communicate his decision. The difficulty with the assessment, however, was that (save for one very limited communication), RL had not communicated with Dr D at all, despite them meeting on numerous occasions. Similarly, RL had refused to engage in any way with representatives for the Official Solicitor when they visited him (he literally hid under his bedding).   

The Judge accepted RL was unable, on the balance of probabilities, to weigh up the information or communicate his decision, noting:

‘He simply has made it impossible for anyone to know what his wishes are because he will not express them himself. He does not give an indication of understanding the link between receiving food and treatment and life and death.

It seems to me, therefore, clear that he does suffer from those two incapacities and that is caused by his psychosis.’

Turning then to best interests, whilst acknowledging that great weight should be given to what RL’s own views would be, the Judge noted his attitude towards food and drink had been inconsistent in the past, and unfortunately he would not communicate to indicate what his views were now. However, RL’s mother’s evidence was that his current presentation was out of character and she believed he would want treatment if he were well.

Together with the strong presumption in favour of the preservation of life, this led the Judge to the conclusion that it was in RL’s best interests to receive nasogastric feeding (and treatment for his mental health and thyroid conditions), including restraint if it became necessary to reinstate the nasogastric tube, subject to the court reviewing those decisions in 7 days’ time.

It is not uncommon for professionals to encounter a situation where P will not engage in capacity assessments or provide their views as part of the best interests process. This judgment is useful in demonstrating that s3(1)(d) of the Mental Capacity Act (MCA) 2005 a person is unable to make a decision for himself if he is unable to communicate his decision (whether by talking, using sign language or any other means) – can potentially be relied upon even where P chooses not to communicate, provided that it is because of an impairment or disturbance in the functioning of the mind or brain (s2(1) MCA).

Where P will not engage in the best interests process, the court will look to those in P’s life for guidance as to what P’s wishes and feelings are likely to be. Decision makers must consult with and take into account the views of anyone named by P as someone to be consulted, anyone engaged in caring for P or interested in their welfare, any done of a lasting power of attorney, and any deputy appointed by the court, as to what would be in P’s best interests (s4(7) MCA), and they must consider, so far as reasonably ascertainable, P’s past and present wishes and feelings, beliefs and values, and any other factors they would be likely to consider (s4(6) MCA).

Please get in touch if you have any queries or require advice.

Leading experts 

Hill Dickinson LLP are the national leading experts on the Mental Capacity Act 2005 (MCA) and deprivation of liberty (DoLS), with more lawyers independently ranked in directories as leading practitioners in this field than any other firm.

Our lawyers have been involved in the leading case law, including at Court of Appeal and in the Supreme Court, as well as being involved in the development of national policy, guidance and training.   

You will be aware of the announcement on 5 April 2023 by the Department of Health and Social Care that the implementation of the Liberty Protection Safeguards (LPS) will not go ahead this side of a general election (anticipated to be in Autumn 2024).

This leaves us with all the challenges with the current system that LPS was supposed to address, in particular:

  • Dealing with those outside the scope of DoLS – people deprived of their liberty in the community or under the age of 18.
  • Even where DoLS applies – over the age of 18 and only in care homes and hospitals – the gulf between the demand on the system and its resources, leaving a huge backlog and a delay in authorisations.
  • Hospital cases, in particular, are not typically prioritised by local authorities, and there is also real uncertainty in how to apply the law on deprivation of liberty in a medical treatment context.  

To view our video resources relating to MCA/DoLS click here